Penalized Clustering of Large Scale Functional Data with Multiple Covariates

In this article, we propose a penalized clustering method for large scale data with multiple covariates through a functional data approach. In the proposed method, responses and covariates are linked together through nonparametric multivariate functions (fixed effects), which have great flexibility in modeling a variety of function features, such as jump points, branching, and periodicity. Functional ANOVA is employed to further decompose multivariate functions in a reproducing kernel Hilbert space and provide associated notions of main effect and interaction. Parsimonious random effects are used to capture various correlation structures. The mixed-effect models are nested under a general mixture model, in which the heterogeneity of functional data is characterized. We propose a penalized Henderson's likelihood approach for model-fitting and design a rejection-controlled EM algorithm for the estimation. Our method selects smoothing parameters through generalized cross-validation. Furthermore, the Bayesian confidence intervals are used to measure the clustering uncertainty. Simulation studies and real-data examples are presented to investigate the empirical performance of the proposed method. Open-source code is available in the R package MFDA

Improving Uncertainty Quantification of Variance Networks by Tree-Structured Learning

To improve uncertainty quantification of variance networks, we propose a novel tree-structured local neural network model that partitions the feature space into multiple regions based on uncertainty heterogeneity. A tree is built upon giving the training data, whose leaf nodes represent different regions where region-specific neural networks are trained to predict both the mean and the variance for quantifying uncertainty. The proposed Uncertainty-Splitting Neural Regression Tree (USNRT) employs novel splitting criteria. At each node, a neural network is trained on the full data first, and a statistical test for the residuals is conducted to find the best split, corresponding to the two sub-regions with the most significant uncertainty heterogeneity. USNRT is computationally friendly because very few leaf nodes are sufficient and pruning is unnecessary. On extensive UCI datasets, in terms of both calibration and sharpness, USNRT shows superior performance compared to some recent popular methods for variance prediction, including vanilla variance network, deep ensemble, dropout-based methods, tree-based models, etc. Through comprehensive visualization and analysis, we uncover how USNRT works and show its merits

Ensemble Multi-Quantiles: Adaptively Flexible Distribution Prediction for Uncertainty Quantification

We propose a novel, succinct, and effective approach to quantify uncertainty in machine learning. It incorporates adaptively flexible distribution prediction for $\mathbb{P}(\mathbf{y}|\mathbf{X}=x)$ in regression tasks. For predicting this conditional distribution, its quantiles of probability levels spreading the interval $(0,1)$ are boosted by additive models which are designed by us with intuitions and interpretability. We seek an adaptive balance between the structural integrity and the flexibility for $\mathbb{P}(\mathbf{y}|\mathbf{X}=x)$, while Gaussian assumption results in a lack of flexibility for real data and highly flexible approaches (e.g., estimating the quantiles separately without a distribution structure) inevitably have drawbacks and may not lead to good generalization. This ensemble multi-quantiles approach called EMQ proposed by us is totally data-driven, and can gradually depart from Gaussian and discover the optimal conditional distribution in the boosting. On extensive regression tasks from UCI datasets, we show that EMQ achieves state-of-the-art performance comparing to many recent uncertainty quantification methods. Visualization results further illustrate the necessity and the merits of such an ensemble model

Language-Routing Mixture of Experts for Multilingual and Code-Switching Speech Recognition

Multilingual speech recognition for both monolingual and code-switching speech is a challenging task. Recently, based on the Mixture of Experts (MoE), many works have made good progress in multilingual and code-switching ASR, but present huge computational complexity with the increase of supported languages. In this work, we propose a computation-efficient network named Language-Routing Mixture of Experts (LR-MoE) for multilingual and code-switching ASR. LR-MoE extracts language-specific representations through the Mixture of Language Experts (MLE), which is guided to learn by a frame-wise language routing mechanism. The weight-shared frame-level language identification (LID) network is jointly trained as the shared pre-router of each MoE layer. Experiments show that the proposed method significantly improves multilingual and code-switching speech recognition performances over baseline with comparable computational efficiency.Comment: To appear in Proc. INTERSPEECH 2023, August 20-24, 2023, Dublin, Irelan

Language Semantic Graph Guided Data-Efficient Learning

Developing generalizable models that can effectively learn from limited data and with minimal reliance on human supervision is a significant objective within the machine learning community, particularly in the era of deep neural networks. Therefore, to achieve data-efficient learning, researchers typically explore approaches that can leverage more related or unlabeled data without necessitating additional manual labeling efforts, such as Semi-Supervised Learning (SSL), Transfer Learning (TL), and Data Augmentation (DA). SSL leverages unlabeled data in the training process, while TL enables the transfer of expertise from related data distributions. DA broadens the dataset by synthesizing new data from existing examples. However, the significance of additional knowledge contained within labels has been largely overlooked in research. In this paper, we propose a novel perspective on data efficiency that involves exploiting the semantic information contained in the labels of the available data. Specifically, we introduce a Language Semantic Graph (LSG) which is constructed from labels manifest as natural language descriptions. Upon this graph, an auxiliary graph neural network is trained to extract high-level semantic relations and then used to guide the training of the primary model, enabling more adequate utilization of label knowledge. Across image, video, and audio modalities, we utilize the LSG method in both TL and SSL scenarios and illustrate its versatility in significantly enhancing performance compared to other data-efficient learning approaches. Additionally, our in-depth analysis shows that the LSG method also expedites the training process.Comment: Accepted by NeurIPS 202

Vector Approximate Message Passing based Channel Estimation for MIMO-OFDM Underwater Acoustic Communications

Accurate channel estimation is critical to the performance of orthogonal frequency-division multiplexing (OFDM) underwater acoustic (UWA) communications, especially under multiple-input multiple-output (MIMO) scenarios. In this paper, we explore Vector Approximate Message Passing (VAMP) coupled with Expected Maximum (EM) to obtain channel estimation (CE) for MIMO OFDM UWA communications. The EM-VAMP-CE scheme is developed by employing a Bernoulli-Gaussian (BG) prior distribution for the channel impulse response, and hyperparameters of the BG prior distribution are learned via the EM algorithm. Performance of the EM-VAMP-CE is evaluated through both synthesized data and real data collected in two at-sea UWA communication experiments. It is shown the EM-VAMP-CE achieves better performance-complexity tradeoff compared with existing channel estimation methods.Comment: Journal:IEEE Journal of Oceanic Engineering(Date of Submission:2022-06-25

Document-Level Relation Extraction with Adaptive Thresholding and Localized Context Pooling

Document-level relation extraction (RE) poses new challenges compared to its sentence-level counterpart. One document commonly contains multiple entity pairs, and one entity pair occurs multiple times in the document associated with multiple possible relations. In this paper, we propose two novel techniques, adaptive thresholding and localized context pooling, to solve the multi-label and multi-entity problems. The adaptive thresholding replaces the global threshold for multi-label classification in the prior work with a learnable entities-dependent threshold. The localized context pooling directly transfers attention from pre-trained language models to locate relevant context that is useful to decide the relation. We experiment on three document-level RE benchmark datasets: DocRED, a recently released large-scale RE dataset, and two datasets CDRand GDA in the biomedical domain. Our ATLOP (Adaptive Thresholding and Localized cOntext Pooling) model achieves an F1 score of 63.4, and also significantly outperforms existing models on both CDR and GDA.Comment: Accepted by AAAI 2021. Code available at https://github.com/wzhouad/ATLO